ABOUT THIS DISCLOSURE
The summary description of Aston Capital Management, LLC included herein, and any other materials provided to you, are intended only for discussion purposes and are not intended as an offer or solicitation of an offer with respect to the purchase or sale of any security and should not be relied upon by you in evaluating the merits of investing in any securities. These materials are not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use is contrary to local law or regulation.
This summary is not intended to be complete, and material aspects of the descriptions contained herein may change at any time. If you express an interest in investing in the Fund, you will be provided with the confidential private placement memorandum and subscription agreement. You must review the Memorandum and risk factors disclosed in the Fund Documents prior to making a decision to invest. The information herein is not intended to provide, and should not be relied upon for, accounting, legal or tax advice or investment recommendations. You should consult your tax, legal, accounting or other advisors about the matters discussed herein.
An investment in the Fund will be suitable only for certain sophisticated investors who have no need for immediate liquidity in their investment. Such an investment will provide limited liquidity because interest in the Fund will not be freely transferable and may be withdrawn infrequently and only under certain limited circumstances. There will be no public or secondary market for interest in the Fund, and it is not expected that a public or secondary market will develop.
The examples of investments included in this summary are not representative of actual past recommendations. These examples have been provided for discussion purposes only and are no guarantee of future results or that such investment opportunities will become available to the Fund.
Distribution of this information to any person other than the person to whom this information was originally delivered and to such person’s advisors is unauthorized and any reproduction of these materials, in whole or in part, or the disclosure of any of the contents, without the prior consent of Aston Capital Management, LLC in each such instance is prohibited. Notwithstanding anything to the contrary herein, each recipient of this summary (and each employee, representative or agent of such recipient) may disclose to any and all person, without limitation of any kind, the tax treatment and tax structure of (i) the Fund and (ii) any of its transactions, and all materials of any kind (including opinions or other tax analysis) relating to such tax treatment and tax structure.
The information contained in this document, including with respect to portfolio construction, risk management parameters and strategy-type information, is current only as of the date listed herein, supersedes any prior disclosures and is subject to change without notice.
The Fund could experience volatile performance from time to time depending on prevailing market conditions. Past performance is not indicative of future results and future results could therefore materially vary. Moreover, fees payable by the Fund could offset profits. Accordingly, an investment in the Fund is speculative and involves a high degree of risk and could result in the loss of all or a substantial portion of the amount invested. Neither Aston Capital Management, nor its principals, officers, employees or associated funds or entities hereby makes any representation to any person or entity as to the suitability of an investment.
An investment in the Fund entails substantial risks, including, but not limited to, those listed below. A prospective investor must consider an understand the following risks and the additional risks that will be discussed in the definitive Memorandum in determining whether an investment in the Fund is suitable for it:
Limited Operating History. The Fund and the Investment Manager have a limited operating history upon which prospective investors may base an evaluation of the likely performance of the Fund.
Risk of Loss of Entire Investment. Investing in financial markets involves a substantial degree of risk. There can be no assurance that the investment objectives of the Fund will be achieved. Investment losses may occur, and investors could lose some or all of their investment in the Fund. Nothing in these materials intends to imply that an investment in the Fund or its investment strategies may be considered “conservative,” “safe,” “risk free” or “risk averse.” The investment program of the Fund is speculative and the performance of the Fund may be volatile. Investors in the Fund must be able to bear the loss of their entire investment.
Limited Liquidity. An investment in the Fund is suitable only for investors who have no need for immediate liquidity in their investment. Such an investment will provide limited liquidity because interest in the Fund will not be freely transferable and are able to be withdrawn or redeemed infrequently and only under certain circumstances. There will be no public or secondary market for interests in the Fund, and it is not expected that a public or secondary market will develop.
Dependence on the Investment Manager. The Investment Manager will have exclusive authority to select and manage the Fund’s investments. The success of the Fund will depend on the ability of the Investment Manager to develop and implement investment strategies to achieve the Fund’s investment objectives.
Performance Compensation. The performance compensation due to the Investment Manager or its affiliates may create an incentive for the Investment Manager to make investments that are riskier or more speculative than would be the case if such arrangement were not in effect.